FinopSolution is a results-oriented professional firm offering turnkey FINOP consulting and solutions. Our mission is to provide superb customer satisfaction and regulatory compliance. We offer years of knowledge gained serving Broker-Dealers across the country. FinopSolutions professional experience and expertise can benefit your firm. My name is Diane Goodin. I am a Certified Public Accountant, licensed in the State of Texas since 1996, and serving clients across the United States. I have been a licensed Series 27 FINOP since 1998 and have continuously served introducing Broker-Dealer clients since that time. During my tenure as a FINOP, I have maintained a clean compliance record with the NASD and have never experienced a customer complaint or inquiry. Excellent regulatory compliance is absolutely essential to the ongoing business of every Broker-Dealer. My experience in the securities industry leads me to the conclusion that strong accounting knowledge and procedures are the backbone of a strong compliance record. Without accurate and timely accounting, regulatory compliance will suffer. That is why, as a CPA, I am offering your firm added-value, above and beyond the typical FINOP function. You can choose FinopSolution to provide full service as your registered FINOP, or to assist your in-house FINOP in making your books ready for net capital computation. Either way, a CPA who understands and applies Generally Accepted Accounting Procedures will provide the assurance you need and deserve.

Address: 8505 Walhill Cove, Austin, TX 78759
Telephone: 512-535-7297
Fax: 512-233-2828
Website: http://www.finopsolution.com/